What You'll Learn
- Purpose of financial regulation
- Role of global regulatory bodies
- Key legislation and their impact
- AML, KYC and CTF principles among many others
- Importance of customer due diligence
- Regulatory Environment
- Ethics and Compliance Culture
- Risk management strategies
- Use of RegTech in compliance
- Ethical leadership and culture
- Data protection in financial services
- Consequences of non-compliance
Requirements
- Basic understanding of financial systems or services
- Interest in financial services sector, financial regulation and ethics
- Ability to read and interpret financial news and documents
- Familiarity and Interest with current events in finance
- Interest in financial news and documents
- Willingness to learning
- Access and knowledge of basic computer usage
Who This Course is For
- Compliance Officers
- Risk Managers
- Financial Controllers
- Regulatory Officers and Officials
- Investment bankers
- Banking professionals
- Financial Analysts
- AML Analysts
- Internal Auditors
- External Auditors
- KYC Specialists
- Legal Advisors
- Accountants
- Management Consultants
- Finance Students
- Operations Managers
- Insurance Professionals
- Entrepreneurs
- Treasury Professionals
- Fund Managers
- Financial Advisors
- Regulatory Consultants
- Ethics Officers
- Learning and Development Professionals
- Project Managers in Finance
- FinTech Professionals
Your Instructor
Baba Oyewole
Business, Finance Consultant and Chartered Accountant
4.5 Instructor Rating
12,753 Reviews
191,017 Students
44 Courses
Related Courses
More free Business courses you might be interested in
Free 100% Off
Today
Expires in 3 days
Financial Stewardship for Decision Makers and Leaders
Long term management of financial resources, responsibility, integrity in all business interactions…
Free 100% Off
Today
Expires in 3 days
Claude Pro Mastery: AI for Business, Marketing & Automation
Leverage Claude Pro to Supercharge Content Creation, SEO, Ads, and Business Automation
Free 100% Off
Today
Expires in 3 days
The Ultimate Gamma Guide: Master AI Presentation Creation
A beginner-friendly guide to using Gamma for AI-powered content creation, presentations, and storyt…
Free 100% Off
Today
Expires in 3 days
Fundamentals of Financial Services
Understanding key elements and basic workings of the Financial Services Industry (useful for exams …
Never Miss a Coupon!
Subscribe to our newsletter to get daily updates on the latest free courses.